Broker Check

Privacy Policy

Future Capital Management Incorporated
Privacy Policy
Effective: February 27, 2023

Our Commitment to You
Future Capital Management Incorporated (“Future Capital”) is committed to safeguarding the use of your
personal information that we have as your Investment Advisor. Future Capital (referred to as "we", "our"
and "us" throughout this notice) protects the security and confidentiality of the personal information we
have and make efforts to ensure that such information is used for proper business purposes in connection
with the management or servicing of your account. Our relationship with you is our most important asset.
We understand that you have entrusted us with your private information, and we do everything we can to
maintain that trust.

We do not sell your non-public personal information to anyone. Nor does Future Capital provide such
information to others except for discrete and proper business purposes in connection with the servicing and
management of your account as discussed below.

Details of our approach to privacy and how your personal non-public information is collected and used are
set forth in this privacy policy.

The Information We Collect About You
You typically provide personal information when you complete the paperwork required to become our
Client. This information may include your:

  • Name and address
  • E-mail address
  • Phone Number
  • Social security or taxpayer identification number
  • Assets
  • Income
  • Account balance
  • Investment activity
  • Accounts at other institutions

In addition, we may collect non-public information about you from the following sources:

  • Information we receive on Brokerage Agreements, Managed Account Agreements and other
    Subscription and Account Opening Documents;
  • Information we receive in the course of establishing a customer relationship including, but not
    limited to, applications, forms, and questionnaires;
  • Information about your transactions with us or others

Information about You That Future Capital Shares
Future Capital works to provide products and services that benefit our customers. We may share non-public
personal information with non-affiliated third parties (such as brokers and custodians) as necessary for us
to provide agreed services and products to you consistent with applicable law. We may also disclose nonpublic
personal information to other financial institutions with whom we have joint business arrangements
for proper business purposes in connection with the management or servicing of your account. In addition,
your non-public personal information may also be disclosed to you, persons we believe to be your
authorized agent or representative, regulators in order to satisfy Future Capital’s regulatory obligations, and
is otherwise required or permitted by law. Lastly, we may disclose your non-public personal information
to companies we hire to help administrate our business. Companies we hire to provide services of this kind
are not allowed to use your personal information for their own purposes and are contractually obligated to
maintain strict confidentiality. We limit their use of your personal information to the performance of the
specific service we have requested.

To repeat, we do not sell your non-public personal information to anyone.

Information about Former Clients
Future Capital does not disclose, and does not intend to disclose, non-public personal information to nonaffiliated
third parties with respect to persons who are no longer our clients.

Confidentiality and Security
Our employees are advised about the firm's need to respect the confidentiality of our customers' non-public
personal information. Additionally, we maintain physical, procedural and electronic safeguards in an effort
to protect the information from access by unauthorized parties.

We'll keep you informed
We will send you notice of our privacy policy annually for as long as you maintain an ongoing relationship
with us. Periodically we may revise our privacy policy, and will provide you with a revised policy if the
changes materially alter the previous privacy policy. We will not, however, revise our privacy policy to
permit the sharing of non-public personal information other than as described in this notice unless we first
notify you and provide you with an opportunity to prevent the information sharing. You may obtain a copy
of our current privacy policy by contacting us at (720) 927-3100.